Launch your business under the rules of the FCA. Lawson Conner can help you with direct FCA application as well as Variation of Permission (VoP) applications:
Direct FCA Applications (FCA, FINRA, SEC, CFTC, SFC)
Should you want to become directly authorised by the FCA we will manage the entire registration process for you. We provide the regulatory infrastructure which includes the FCA application, all necessary policies and procedures, compliance software as well as the regulatory business plan and financial model.
We also deal with all responses to the regulator and provide advice on readiness of the business (control, governance, supervision, business model, risk and capital adequacy). Our expertise includes among others: investment management, MIFID/ AIFMD activities, marketing & distribution. We will support your business on an ongoing basis, providing outsourced compliance services which includes any changes required to respond to regulatory change.
Receive a quote within 30 seconds for our Application services by clicking here: http://fcaapplication.lawsonconner.com/
We are able to cover the US with FINRA, SEC and CFTC registrations, Hong Kong with SFC and Singapore with MAS licence applications.
Variation of Permissions (VoPs)
Should you want to change the scope of your business or add a regulated activity, you must apply for a VoP. Lawson Conner offers a comprehensive and well prepared application which can significantly speed up the approval process.
All services are provided on Lawson Conner’s inhouse launch platform which helps expedite processes and ensures that applications are complete.