‘Transactional KYC compliance for Private Equity managers’ Webinar

‘Transactional KYC compliance for Private Equity managers’
How to drive operational efficiencies

Date held: 22 November 2018. – This event has finished. – If you have any questions or are interested in our next webinar on this topic, please contact us and let us know.

Watch the recording. – Learn how a technology backed approach to anti-money laundering (AML) and know your customer (KYC) compliance can help your firm, and gain an insight into best practices for Private Equity managers.

Private Equity managers are trying to find ways to improve operational efficiencies, but without sacrificing regulatory compliance. In this 40-minute webinar, Joe Woodbury, Director, Investment Management Solutions of Lawson Conner is joined by our guest speaker Andrew Shrimpton – Chairman of Augentius Compliance and they discuss how Private Equity managers are having to adapt their approach to AML and KYC, covering:

  • Risks of non-compliance – latest industry challenges
  • Transactional KYC – mission critical processes
  • In-house vs Outsourcing solutions – driving efficiencies
  • Examples – Unlisted companies – Listed companies – Regulated firms
  • Record keeping and verification
  • Summary and Q&A

Date held: 22 November 2018. – This event has finished. – If you have any questions or are interested in our next webinar on this topic, please contact us and let us know.