Our regulatory hosting platform is designed to help investment advisers and asset managers to carry out regulated activities without the need to obtain direct FCA authorisation in its own right. Lawson Conner as the platform provider (i.e. the host firm) allows its regulatory permissions to be used by your firm to enable you to carry out investment management, investment advisory and/or marketing services whilst retaining your own identity, ownership and control. As an award-winning provider of regulatory infrastructure and managed compliance services, we offer a full range of solutions to help you navigate through the complexities of compliance and regulations in the UK, USA and Asia.
Find out more about our regulatory hosting services, including: appointed representative services, ‘Discovery’ investment manager platform, AIFMD/ManCo solutions and other regulatory hosting/infrastructure solutions explained below or contact us for more information.