With regulatory requirements ever increasing, along with demands on in-house compliance teams, the risk of failing to meet these demands has also increased. The pressure to be compliant comes not only from the regulator but also from clients and investors who view non-compliance as a red flag for committing new funding.
Many financial services firms typically don’t have the requisite in-house resources and experience to meet regulatory requirements, while larger financial services firms suffer from extraordinary compliance costs to ensure all necessary tasks are completed.
We provide a number of managed compliance support functions which enable clients to remain compliant while assisting in minimising regulatory risk and reducing costs:
Lawson Conner has assembled one of the largest and most focused compliance teams in the industry to help financial services firms manage their compliance obligations.
How can we help you? Our team of services professionals is ready to take your call and arrange a meeting.
Outsourcing compliance tasks to free up internal resources.
Reduce regulatory risks & costs by using compliance software.
Compliance services ensure timely regulatory change.