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Regulatory Hosting - Advice - Technology

What sets us apart

27%
Growth

Year over year growth in number of clients

18
Awards

Acknowledged for 18 industry awards in 2016-18

EU, US & Asia

Global solutions for financial firms operating in the largest financial centres of the world

Smart Software

Fully integrated software solutions for global compliance (SaaS and mSaaS)

Latest news

Regulatory Update – Amendments to PRIIPs Regulation

11th December 2018 - Blog Posts - Regulatory Updates

We are here to help you reduce risk and stay compliant. In our latest Regulatory Update, we review the Joint Consultation Paper JC 2018 produced by European Supervisory Authorities (ESAs) on the Amendments to PRIIPs KIDs Regulation. The ESAs have drafted a consultation paper welcoming comments from the fund industry regarding a set of possible changes to … Read more

Latest blog posts

Regulatory Update – Amendments to PRIIPs Regulation

11th December 2018 - Blog Posts - Regulatory Updates

We are here to help you reduce risk and stay compliant. In our latest Regulatory Update, we review the Joint Consultation Paper JC 2018 produced by European Supervisory Authorities (ESAs) on the Amendments to PRIIPs KIDs Regulation. The ESAs have drafted a consultation paper welcoming comments from the fund industry regarding a set of possible changes to … Read more

Key things you need to know about FCA authorisation

4th December 2018 - Blog Posts

To carry out regulated financial activities in the UK, including dealing in investments and advising on investments, fund managers must either be directly authorised by the FCA or become an appointed representative. If you decide that FCA authorisation is the best route for your firm, there are a number of considerations to make your application successful. What you … Read more