Reduce Risk - Be Compliant

Regulatory Hosting - Advice - Technology

What sets us apart

2450+
professionals

Across all
Group services

Leading
Solutions

Multi-Award winning Compliance & Regulation solutions for Financial Services and Asset firms

23 Jurisdictions

Global solutions for firms
operating in the largest financial centres
of the world

Smart Software

Fully integrated software solutions for global compliance (SaaS and mSaaS)

Latest news

Lawson Conner feature in Hedgeweek with their extended Cyber Security offering following ESA Update

24th April 2019 - Firm News

This week, Lawson Conner featured in a Hedgeweek article about our extended Cyber Security Services offering to Financial Services firms following new advice from the European Supervisory Authorities. Our Director – Investment Management Solutions, Joe Woodbury discusses the need for Cyber and risk awareness across the Financial Services industry following the ESA update. Joe explains that “Technology … Read more

Lawson Conner feature in The FT – Global Risk Regulator article on EU Equivalence

10th April 2019 - Firm News

Lawson Conner’s Managing Director, Gerhard Grueter was recently featured in The FT’s Global Risk Regulator article on EU Equivalence. “Gerhard Grueter, co-founder and managing director at compliance firm, Lawson Conner, says: “The fact that the UK has obtained agreement to be deemed equivalent ahead of Brexit is positive, considering the UK is not a third … Read more

Latest blog posts

Use of Electronic Messaging by Employees

16th April 2019 - Blog Posts

Helping you to reduce risk and stay compliant is always our first priority. The U.S. Securities and Exchange Commission’s Office of Compliance Inspections and Examinations’* (OCIE) has released an examination on the use of electronic messaging by approved persons and employees. Acknowledging the potential risks of using personally owned devices that may be used for … Read more

What you need to know about cryptocurrency compliance

11th April 2019 - Blog Posts

The regulation of cryptocurrencies has been in the spotlight recently as several jurisdictions look to step up oversight and try to reduce investor risk. Despite concerns about volatility of the sector, there is still a growing appetite from investors – this week has seen the market capitalisation reach just short of $186 billion, a new … Read more