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Latest news

Lawson Conner feature in The FT – Global Risk Regulator article on EU Equivalence

10th April 2019 - Firm News

Lawson Conner’s Managing Director, Gerhard Grueter was recently featured in The FT’s Global Risk Regulator article on EU Equivalence. “Gerhard Grueter, co-founder and managing director at compliance firm, Lawson Conner, says: “The fact that the UK has obtained agreement to be deemed equivalent ahead of Brexit is positive, considering the UK is not a third … Read more

Top Three Cyber Risks for Financial Services Firms

5th April 2019 - Firm News

The financial services industry is particularly vulnerable to cyber risk – recent research from UK Finance suggests that over £503m was stolen from UK financial institutions through cybercrime in the first half of last year. Technology has transformed the sector undoubtedly making many processes easier but digital transformation has brought increased cyber risk which many … Read more

Latest blog posts

Use of Electronic Messaging by Employees

16th April 2019 - Blog Posts

Helping you to reduce risk and stay compliant is always our first priority. The U.S. Securities and Exchange Commission’s Office of Compliance Inspections and Examinations’* (OCIE) has released an examination on the use of electronic messaging by approved persons and employees. Acknowledging the potential risks of using personally owned devices that may be used for … Read more

What you need to know about cryptocurrency compliance

11th April 2019 - Blog Posts

The regulation of cryptocurrencies has been in the spotlight recently as several jurisdictions look to step up oversight and try to reduce investor risk. Despite concerns about volatility of the sector, there is still a growing appetite from investors – this week has seen the market capitalisation reach just short of $186 billion, a new … Read more