We provide regulatory infrastructure and managed compliance services so you can focus on growing your business

What sets us apart

27%

Year over year growth in number of clients

17

Acknowledged for 17 industry awards in 2016-18

EU, US & Asia

We offer global solutions for financial firms operating in the largest financial centres of the world

Smart Software

Fully integrated software solutions for global compliance (SaaS and mSaaS)

Latest news

Automated Advice – Opportunities and Challenges

19th April 2018 - Article - Regulatory Updates

Automated advice (also referred to as ‘robo’ advice) has the potential to affect all financial services firms as it seeks to provide traditional investment and financial services, both regulated (such as advice) and unregulated (such as guidance), cheaper and quicker than traditional firms. It essentially replaces human interaction and decision-making processes with algorithms. With improvements … Read more

FCA statement on EU withdrawal following the March European Council

3rd April 2018 - Firm News - Regulatory Updates

The FCA has welcomed an agreement on the terms of withdrawal from the EU following the March European Council. How does that affect regulated firms and fund managers? It is intended that the implementation will operate from 29 March 2019 until the end of December 2020. During this time, the UK will continue to abide … Read more

Latest blog posts

Key Things You Should Know about Appointed Representative Services

24th April 2018 - Blog Posts

Appointed representative services allow firms to carry out regulated financial activities, in the UK and the EU, without going through the rigorous process of obtaining direct authorization from the Financial Conduct Authority. Becoming authorised as an appointed representative can be a good choice for venture capital firms, hedge funds, private equity firms, family firms and … Read more

KYC and AML: Best Practice in Financial Institutions and Law Firms

12th April 2018 - Blog Posts

KYC and AML: Best Practice in Financial Institutions and Law Firms In a bid to tackle money laundering, terror financing and the like, global regulators are increasing their demands on financial institutions and law firms in order for them to meet their obligations vis-à-vis KYC and AML obligations. June 2017 saw the UK’s AML regime … Read more