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Latest news

Andrew Frost features in Business Game Changer discussing the incoming Fifth Anti-Money Laundering Directive

17th July 2019 - Firm News

Lawson Conner’s Executive Director recently sat down with Business Game Changer to review the implications of the updated AML regulations for firms. 5AMLD is set to be operational in January 2020 and for some companies, the need for prior preparations could be quicker than anticipated. Take a look now:  

Latest blog posts

Are you taking too much risk from onboarding clients or investors?

7th August 2019 - Blog Posts

Onboarding clients and investors can carry a great deal of risk in the current climate when compliance procedures are so stringent. How could Lawson Conner’s MaxComply software support your business with the onboarding process? AML and KYC The biggest risk factors centre around Anti-Money Laundering and Know Your Customer. AML regulations have been big news … Read more

Has consultation clarified the premarketing rule?

1st August 2019 - Blog Posts

Premarketing of an AIFM has been a subject of contention for some time. The lack of clarity is partly caused by the varying rules that apply to premarketing across different jurisdictions. Up to now there has been no uniform approach to the subject across the EU, and different types of pre-marketing have triggered regulatory reporting … Read more