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Lawson Conner has prepared their latest Q3 Regulatory Update Report 2016

October 31, 2016 - Regulatory Updates

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Lawson Conner has prepared their latest Q3 regulatory update report covering the key topics of 2016:

  • FCA Objectives “2016/2017”
  • Financial Crime and Anti-Money Laundering – Update
  • Wholesale Financial Markets
  • Innovation and Technology
  • Firms Culture and Governance
  • MIFID II/MiFIR
  • Market Abuse Regulation
  • Senior Managers & Certification Regime
  • Recent Reviews
  • Focus on FCA Enforcement

To access the regulatory update report, please follow the link provided http://lawsonconner.com/pdf/20161024_Q3_Regulatory_Update.pdf

For more information, please contact Yuliya Boychuk.