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The FCA publishes changes to the Decision Procedure and Penalties Manual and the Enforcement Guide for the implementation of MAR

July 4, 2016 - Regulatory Updates

The FCA has published a Policy Statement summarising the feedback received to Consultation Papar 16/13, Changes to the Decision Prcedure and Penalties Manual and the Enforcement Guide for the implementation of MAR (Market Abuse Regulation) which closed on 22 May 2016.


The FCA release a statement on the European Union referendum result

June 28, 2016 - Regulatory Updates

On Thursday 23rd June, 2016, the UK voted to leave the European Union, a decision which may have significant implications. In response, the FCA has released a statement.


The FCA establishes a Financial Advice Working Group

June 20, 2016 - Regulatory Updates

The FCA (Financial Conduct Authority) has established a Financial Advice Working Group. This is in response to the recommendations of the Financial Advice Market Review (FAMR) report that was published in March 2016.


The FCA Regulation Round-up - June 2016

June 20, 2016 - Regulatory Updates

The FCA (Financial Conduct Authority) has published its June Regulation Round-up which is a monthly email to all regulated firms, providing updates on the latest news.


FCA publishes Policy Development Update (Issue 34)

June 3, 2016 - Regulatory Updates

The FCA has published the latest issue of its Policy Development Update.